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Jobs: OtherCompliance / Legal
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1-30 of 81 Jobs Company Location Date
Fixed Income Compliance Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 25 Nov
See job description below
Compliance Assessment - Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 25 Nov
See job description below
Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 25 Nov
See job description below
Compliance Technical Business Analyst/Programmer
Michael Page Internationa...
Salary: Base Salary and Bonus
New York, NY, 10174 23 Nov
Our client is seeking IT Compliance Programmer to support the legal & compliance business. The position provides system / tec...
Compliance Analyst III
BNY Mellon Asset Manageme...
Salary: negotiable
Pittsburgh, PA 16 Nov
The incumbent will assist the Compliance Manager with compliance monitoring and reporting for BNY Cash Investment Strategies...
Compliance Officer II
BNY Mellon Asset Manageme...
Salary: negotiable
Boston, MA, 02108 16 Nov
Headquartered in Boston, Standish is a leading investment management firm dedicated to serving sophisticated fixed income inv...
Product Controller, counterparty credit
Huxley Associates
Salary: $ 150+
USA-NY-New York City 13 Nov
Prduct Controller needed for counterparty credit group that has exceptional experience in derivatives product control experie...
Paralegal/Transactional Documentation Negotiator
Barclays Global Investors...
Salary: Market Competitive
San Francisco, CA, 94105 10 Nov
The candidate would be responsible primarily for the preparation, negotiation and maintenance of documentation relating to fu...
Sr. Business Leader, Revenue Systems
Visa
Salary: Competitive
Foster City, CA 04 Nov
The Senior Business Leader position within the Finance Systems Strategy will be responsible for managing a team of program an...
Business Leader, Client Incentives
Visa
Salary: Competitive
Foster City, CA 04 Nov
Provide leadership and operational excellence in managing the North America Client Incentive obligations, with a team of 5 Sr...
Capital Projects Manager
Genworth Financial Inc
Salary: Competitive + bonus + ben...
UK-London 26 Nov
Reporting to the SVP, Capital Management and Ratings, you will work closely with the Capital Management team to provide proje...
Risk Management Team Leader
Square Mile Connections
Salary: Dependent on skills and e...
UK-London 26 Nov
You will be instrumental in leading the Risk Management and Quality Assurance Teams and overseeing all product risk. Extensiv...
Legal Assistant/Paralegal
Markit Group
Salary: Competitive
UK-London 26 Nov
An opportunity has arisen for a person to join Markit’s legal team as a Legal Assistant, with responsibilities in Administrat...
Senior Tax Specialist - Funds
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 26 Nov
Senior Tax Specialist - Funds: Are you an investment fund tax expert with good people management skills ? A thoroughly chall...
Company Administrator/Secretary 2 yrs experience
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 26 Nov
Our Client is an independent trust company and their core activities are the incorporation, management and administration of...
Assistant Compliance Officer
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 26 Nov
Are you an enthusiastic and vibrant individual with at least 2 years compliance within the financial services industry ready...
Compliance Manager
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 26 Nov
Are you looking for an opportunity with an asset management company? Do you want an exciting move forward within compliance /...
Investment Guideline Compliance Monitoring Team Manager
Northern Trust
Salary: Market
UK-London 26 Nov
To manage a group of three Compliance Analysts who service Northern Trust clients that subscribe to our post-trade Investment...
Fraud Dispute Services Manager
Ernst & Young
Salary: Competitive
UK-London 26 Nov
Fraud Dispute Services Manager - London - Competitive Salary
LOAN DOCUMENTATION OFFICER
Axis Amsterdam
Salary: N/A
Netherlands-North-Holland 26 Nov

Onze opdrachtgever is eengrote bank
(Senior) Risk Manager
ING Investment Management
Salary: Loondienst
Netherlands-South-Holland 26 Nov
Risk Management control framework focuses on protecting the ING IM organisation and fulfilling its fiduciary obligation towa...
Actuarial Project Director - Life/Non-Life Actuary
Hanover Search and Select...
Salary: circa £120,000
UK-London 26 Nov
* An exceptional opportunity has arisen for two Project Directors to join a leading independent regulatory authority *
Compliance Executive
FK International Financia...
Salary: NEG
Ireland-Dublin 26 Nov
Working as part of a dynamic team, this is an excellent opportunity to make the next step in your compliance career. You will...
Lawyers with experience in banking and project financing
European Investment Bank
Salary: NC
Luxembourg 26 Nov
The EIB is seeking to recruit a Lawyers with experience in banking and project financing
AVP/VP, Equities Compliance - Global Investment Bank; HK$70-1M per month
Robert Half Hong Kong
Salary: HK $70000 - 100000 per mo...
China-Hong Kong 26 Nov
Our client is an investment bank with expanding business in Asia. As part of growth, they are now seeking a compliance profes...
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 26 Nov
Regulatory Analyst
Regional Compliance Manager
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Compliance Manager - Asia Equities
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
AVP, Legal Counsel
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Asia Corporate Sector Audit — IT Auditor
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Jobs: Other (1-30 of 81 Jobs)